SEC Form 4 · accession 0001225208-17-006420
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David George
Officer — EVP,CFO, Corporate Development
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 17,100 | $53.00 | A | 32,060 | D | |
| Common StockF1 | Mar 15, 2017 | S | 2,666 | $91.00 | D | 29,394 | D | |
| Common StockF2 | Mar 15, 2017 | S | 6,322 | $89.32 | D | 23,072 | D | |
| Common StockF3 | Mar 15, 2017 | S | 8,112 | $90.41 | D | 14,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $53.00 | Mar 15, 2017 | M | 17,100 | D | Dec 6, 2008 | Dec 6, 2017 | Common Stock | 17,100 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $90.85 to $91.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $88.85 to $89.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average sale price. The prices actually received ranged from $89.85 to $90.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4This option vested and became exercisable in 25% increments on 12/06/2008, 12/06/2009, 12/06/2010 and 12/06/2011.