SEC Form 4 · accession 0001225208-17-003115
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia J Mason
Officer — EVP and General Counsel
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | M | 10,800 | $41.00 | A | 17,258 | D | |
| Common Stock | Feb 13, 2017 | S | 10,800 | $90.00 | D | 6,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $41.00 | Feb 13, 2017 | M | 10,800 | D | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 10,800 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
- F2This stock option vested annually over four years and was fully vested on 12/10/2013.