SEC Form 4 · accession 0001225208-16-042838
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia J Mason
Officer — EVP and General Counsel
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 5, 2016 | M | 1,400 | $0.00 | A | 6,671 | D | |
| Common Stock | Dec 5, 2016 | F | 383 | $87.60 | D | 6,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Dec 5, 2016 | M | 1,400 | D | Dec 5, 2016 | Dec 5, 2016 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
- F3The restricted stock units vested 100% on the Transaction Date.