SEC Form 4 · accession 0001225208-16-041451
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Ross
Officer — EVP, Pres - Sensors & Systems
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $71.85 | Nov 8, 2016 | A | 5,100 | A | Nov 8, 2017 | Nov 8, 2026 | Common Stock | 5,100 | 5,100 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Nov 8, 2016 | A | 2,000 | A | Nov 8, 2019 | Nov 8, 2019 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.
- F2Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F3The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.