SEC Form 4 · accession 0001225208-16-040883
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis C Reusser
Officer — Chairman, President & CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | M | 17,583 | $0.00 | A | 38,282 | D | |
| Common Stock | Oct 28, 2016 | F | 5,349 | $72.00 | D | 32,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 28, 2016 | M | 17,583 | D | — | — | Common Stock | 17,583 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2The restricted stock units vest in three substantially equal increments on each of October 28, 2014, October 28, 2015 and October 28, 2016.