SEC Form 4 · accession 0001225208-16-038495
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert S Yost
Officer — EVP, Pres--Advanced Materials
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2016 | M | 10,800 | $51.08 | A | 15,627 | D | |
| Common StockF2 | Aug 26, 2016 | S | 10,800 | $76.32 | D | 4,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $51.08 | Aug 26, 2016 | M | 10,800 | D | Dec 8, 2012 | Dec 8, 2021 | Common Stock | 10,800 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $76.13 to $76.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3This derivative has a 4 year 25% vesting schedule.