SEC Form 4 · accession 0001225208-16-038351
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Ross
Officer — EVP, Pres - Sensors & Systems
Period of report
Aug 24, 2016
Accepted (ET)
Aug 25, 2016 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2016 | M | 1,400 | $0.00 | A | 1,400 | D | |
| Common Stock | Aug 24, 2016 | F | 383 | $76.74 | D | 1,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 24, 2016 | M | 1,400 | D | Aug 24, 2016 | Aug 24, 2018 | Common Stock | 1,400 | 2,800 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2The restricted stock units vest in three substantially equal increments on each of August 24, 2016, August 24, 2017 and August 24, 2018.