SEC Form 4 · accession 0001225208-16-034504
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David George
Officer — VP,CFO, Corporate Development
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | M | 5,000 | $38.91 | A | 16,278 | D | |
| Common StockF1 | May 31, 2016 | S | 5,000 | $67.4895 | D | 11,278 | D | |
| Common Stock | Jun 1, 2016 | M | 15,800 | $38.91 | A | 27,078 | D | |
| Common StockF2 | Jun 1, 2016 | S | 6,530 | $66.5073 | D | 20,548 | D | |
| Common StockF3 | Jun 1, 2016 | S | 9,270 | $67.2178 | D | 11,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $38.91 | May 31, 2016 | M | 5,000 | D | Dec 7, 2007 | Dec 7, 2016 | Common Stock | 5,000 | 15,800 | D |
| Employee Stock Option (Right to Buy)F4 | $38.91 | Jun 1, 2016 | M | 15,800 | D | Dec 7, 2007 | Dec 7, 2016 | Common Stock | 15,800 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $67.34 to $67.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $66.01 to $67.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average sale price. The prices actually received ranged from $67.02 to $67.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4This option vested and became exercisable in 25% increments beginning 12/07/2007 and each of 12/07/2008, 12/07/2009 and 12/07/2010.