SEC Form 4 · accession 0001225208-15-022562
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert S Yost
Officer — Segment President
Period of report
Dec 6, 2015
Accepted (ET)
Dec 17, 2015 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 6, 2015 | M | 1,900 | $0.00 | A | 4,601 | D | |
| Common Stock | Dec 6, 2015 | F | 688 | $93.93 | D | 3,913 | D | |
| Common StockF1 | Dec 15, 2015 | M | 1,250 | $0.00 | A | 5,163 | D | |
| Common Stock | Dec 15, 2015 | F | 525 | $84.85 | D | 4,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Dec 6, 2015 | M | 1,900 | D | Dec 6, 2015 | Dec 6, 2015 | Common Stock | 1,900 | 0 | D |
| Restricted Stock UnitsF1,F4 | $0.00 | Dec 15, 2015 | M | 1,250 | D | Dec 15, 2014 | Dec 15, 2016 | Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
- F3The restricted stock units vested 100% on the Transaction Date.
- F4The restricted stock units vest 50% on 12/15/2014, 25% on 12/15/2015 and 25% on 12/15/2016.