SEC Form 4 · accession 0001225208-15-021169
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Patrick Benson
Officer — VP, Chief HR Officer
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $79.31 | Nov 18, 2015 | A | 2,000 | A | Nov 18, 2016 | Nov 18, 2025 | Common Stock | 2,000 | 2,000 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Nov 18, 2015 | A | 700 | A | Nov 18, 2018 | Nov 18, 2018 | Common Stock | 700 | 700 | D |
Explanation of responses
- F1This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.
- F2Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F3The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.