SEC Form 4 · accession 0001225208-15-017601
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Ross
Officer — Segment President
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $78.87 | Aug 24, 2015 | A | 10,500 | A | Aug 24, 2016 | Aug 24, 2025 | Common Stock | 10,500 | 10,500 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Aug 24, 2015 | A | 4,200 | A | Aug 24, 2016 | Aug 24, 2018 | Common Stock | 4,200 | 4,200 | D |
Explanation of responses
- F1This option vests and becomes exercisable in four annual increments of 25% each commencing on August 24, 2016.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F3The Restricted Stock Units vest in three substantially equal increments on each of August 24, 2016, August 24, 2017 and August 24, 2018.