SEC Form 4 · accession 0001225208-15-008088
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David George
Officer — VP,CFO, Corporate Development
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 6,218 | $38.98 | A | 14,147 | D | |
| Common StockF1 | Mar 16, 2015 | S | 6,218 | $111.3576 | D | 7,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $38.98 | Mar 16, 2015 | M | 6,218 | D | Dec 8, 2006 | Dec 8, 2015 | Common Stock | 6,218 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $111.10 to $111.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2This option vests and becomes exercisable in 25% increments beginning 12/08/2006 and each of 12/08/2007, 12/08/2008 and 12/08/2009.