SEC Form 4 · accession 0001225208-15-001410
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert S Yost
Officer — Pres-Adv Mat'ls & Treasurer
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | M | 7,600 | $64.56 | A | 10,058 | D | |
| Common StockF1 | Jan 13, 2015 | S | 1,311 | $107.91 | D | 8,747 | D | |
| Common StockF2 | Jan 13, 2015 | S | 1,800 | $108.86 | D | 6,947 | D | |
| Common StockF3 | Jan 13, 2015 | S | 4,489 | $109.68 | D | 2,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $64.56 | Jan 13, 2015 | M | 7,600 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 7,600 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $107.26 to $108.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $108.26 to $109.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average sale price. The prices actually received ranged from $109.268164 to $110.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4This derivative has a 4 year 25% vesting schedule.