SEC Form 4 · accession 0001225208-15-001186
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alain Michel Durand
Officer — Pres. Sensors & Systems
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | M | 2,900 | $51.08 | A | 4,343 | D | |
| Common Stock | Jan 7, 2015 | M | 1,600 | $60.65 | A | 5,943 | D | |
| Common Stock | Jan 7, 2015 | M | 650 | $64.56 | A | 6,593 | D | |
| Common Stock | Jan 7, 2015 | S | 5,150 | $107.00 | D | 1,443 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $60.65 | Jan 7, 2015 | M | 1,600 | D | Dec 6, 2013 | Dec 6, 2022 | Common Stock | 1,600 | 3,200 | D |
| Employee Stock Option (Right to Buy)F1 | $51.08 | Jan 7, 2015 | M | 2,900 | D | Dec 8, 2012 | Dec 8, 2021 | Common Stock | 2,900 | 2,900 | D |
| Employee Stock Option (Right to Buy)F2 | $64.56 | Jan 7, 2015 | M | 650 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 650 | 0 | D |
Explanation of responses
- F1This derivative has a 4 year 25% vesting schedule.
- F2This grant vests as follows: 650 shares on 12/9/2011; 650 shares on 12/9/2012; 650 shares on 12/9/2013; 650 shares on 12/9/2014.