SEC Form 4 · accession 0001225208-15-001185
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Houston
Officer — President-Avionics/Control Seg
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | M | 6,089 | $53.00 | A | 6,089 | D | |
| Common StockF1 | Jan 7, 2015 | S | 6,089 | $107.2112 | D | 0 | D | |
| Common Stock | Jan 8, 2015 | M | 3,711 | $53.00 | A | 3,711 | D | |
| Common StockF2 | Jan 8, 2015 | S | 3,711 | $109.0273 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $53.00 | Jan 7, 2015 | M | 6,089 | D | Dec 6, 2008 | Dec 6, 2017 | Common Stock | 6,089 | 3,711 | D |
| Employee Stock Option (Right to Buy)F3 | $53.00 | Jan 8, 2015 | M | 3,711 | D | Dec 6, 2008 | Dec 6, 2017 | Common Stock | 3,711 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $107.00 to $107.4652. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $108.46 to $109.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3This option vests and becomes exercisable in 25% increments beginning 12/06/2008 and each of 12/06/2009, 12/06/2010 and 12/06/2011