Form4insider filings, from the source

SEC Form 4 · accession 0000899243-17-016121

ESTERLINE TECHNOLOGIES CORP · ESL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Call Option (obligation to sell)F1,F3,F4,F5$95.00Jun 8, 2017S34DJun 8, 2017Aug 18, 2017Common Stock3,40034I
Call Option (obligation to sell)F2,F3,F4,F5$95.00Jun 8, 2017S21DJun 8, 2017Aug 18, 2017Common Stock2,10021I

Explanation of responses

Remarks

First Pacific Advisors, LLC ("FPA") may be deemed to exercise voting and/or investment power over securities of Esterline Technologies Corporation (the "Issuer") that are held directly by certain unaffiliated separately managed accounts (the "Managed Accounts") as FPA serves as investment adviser to such Managed Accounts. FPA only receives an asset-based management fee for serving as investment adviser to such Managed Accounts and therefore does not have any pecuniary interest in the securities of the Issuer held directly by such Managed Accounts. In addition, Messrs. J. Richard Atwood, Steven T. Romick, Brian A. Selmo and Mark Landecker do not have a pecuniary interest in the securities held by the Managed Accounts.