Form4insider filings, from the source

SEC Form 4 · accession 0000899243-16-034066

ESTERLINE TECHNOLOGIES CORP · ESL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 9:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F7,F8,F9Nov 17, 2016X2,700$70.00D114,715ISee Footnotes
Common StockF2,F7,F8,F9Nov 17, 2016X1,500$70.00D82,061ISee Footnotes
Common StockF1,F7,F8,F9Nov 18, 2016X9,000$70.00D105,715ISee Footnotes
Common StockF2,F7,F8,F9Nov 18, 2016X6,900$70.00D75,161ISee Footnotes
Common StockF3,F7,F8,F9holding———13,665ISee Footnotes
Common StockF4,F7,F8,F9holding———204,820ISee Footnotes
Common StockF5,F7,F8,F9holding———20,574ISee Footnotes
Common StockF6,F7,F8,F9holding———125,459ISee Footnotes
Common StockF10,F11holding———2,863,871ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Call Option (obligation to sell)F1,F7,F8,F9$70.00Nov 17, 2016X27DAug 16, 2016Nov 18, 2016Common Stock2,70090I
Call Option (obligation to sell)F2,F7,F8,F9$70.00Nov 17, 2016X15DAug 16, 2016Nov 18, 2016Common Stock1,50069I
Call Option (obligation to sell)F1,F7,F8,F9$70.00Nov 18, 2016X90DAug 16, 2016Nov 18, 2016Common Stock9,0000I
Call Option (obligation to sell)F2,F7,F8,F9$70.00Nov 18, 2016X69DAug 16, 2016Nov 18, 2016Common Stock6,9000I

Explanation of responses

Remarks

First Pacific Advisors, LLC ("FPA") may be deemed to exercise voting and/or investment power over securities of Esterline Technologies Corporation (the "Issuer") that are held directly by certain unaffiliated separately managed accounts (the "Managed Accounts") as FPA serves as investment adviser to such Managed Accounts. FPA only receives an asset-based management fee for serving as investment adviser to such Managed Accounts and therefore does not have any pecuniary interest in the securities of the Issuer held directly by such Managed Accounts. In addition, Messrs. J. Richard Atwood, Steven T. Romick, Brian A. Selmo and Mark Landecker do not have a pecuniary interest in the securities held by the Managed Accounts.