SEC Form 4 · accession 0001174947-19-000241
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin O Sabo
Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Feb 19, 2019 | M | 1,400 | $17.09 | A | 7,700 | D | |
| Common Stock - $.33 1/3 par value | Feb 19, 2019 | S | 1,400 | $24.63 | D | 6,300 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 10,649 | I | see note | |
| Common Stock - $.33 1/3 par valueF2 | holding | — | — | — | 1,310 | I | see note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.09 | Feb 19, 2019 | M | 1,400 | D | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 1,400 | 13,642 | D |
Explanation of responses
- F1IRA Account
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.