SEC Form 4 · accession 0001174947-18-001180
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Oneil
Officer — Executive VP/CFO/Director · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 9:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | M | 222 | $17.09 | A | 10,222 | D | |
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | S | 100 | $31.50 | D | 10,122 | D | |
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | S | 100 | $31.55 | D | 10,022 | D | |
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | S | 15 | $31.70 | D | 10,007 | D | |
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | S | 7 | $31.52 | D | 10,000 | D | |
| Common Stock - $.33 1/3 par value | Sep 20, 2018 | M | 1,778 | $17.09 | A | 11,778 | D | |
| Common Stock - $.33 1/3 par value | Sep 20, 2018 | S | 1,778 | $32.1188 | D | 10,000 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 14,743 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.09 | Sep 19, 2018 | M | 222 | D | Feb 19, 2011 | Feb 19, 2019 | Common Stock | 222 | 16,953 | D |
| Stock Option | $17.09 | Sep 20, 2018 | M | 778 | D | Feb 19, 2011 | Feb 19, 2019 | Common Stock | 1,778 | 15,175 | D |
Explanation of responses
- F1Since the date of the reporting person's last ownership report, the reporting person received an allocation of 528 shares