SEC Form 4 · accession 0001174947-18-001177
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy A Murphy
Officer — Corporate Secretary
Period of report
Sep 18, 2018
Accepted (ET)
Sep 19, 2018 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Sep 18, 2018 | M | 400 | $19.20 | A | 600 | D | |
| Common Stock - $.33 1/3 par value | Sep 18, 2018 | M | 800 | $17.09 | A | 1,400 | D | |
| Common Stock - $.33 1/3 par value | Sep 18, 2018 | S | 1,200 | $31.448 | D | 200 | D | |
| Common Stock - $.33 1/3 par value | Sep 19, 2018 | M | 400 | $17.09 | A | 600 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 11,448 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.09 | Sep 18, 2018 | M | 800 | D | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 800 | 13,000 | D |
| Stock Option | $19.20 | Sep 18, 2018 | M | 400 | D | Aug 19, 2012 | Aug 19, 2020 | Common Stock | 400 | 12,600 | D |
| Stock Option | $17.09 | Sep 19, 2018 | M | 400 | D | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 400 | 12,200 | D |
Explanation of responses
- F1Since the date of the reporting person's last ownership report, the reporting person received an allocation of 329 shares