SEC Form 4 · accession 0001174947-18-000659
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard M Pinsley
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 25, 2018 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Apr 24, 2018 | M | 4,000 | $21.54 | A | 73,013 | D | |
| Common Stock - $.33 1/3 par value | Apr 24, 2018 | M | 1,600 | $19.20 | A | 74,613 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 24,404 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | Apr 24, 2018 | M | 4,000 | D | May 23, 2010 | May 23, 2018 | Common Stock | 4,000 | 11,600 | D |
| Stock Option | $19.20 | Apr 24, 2018 | M | 1,600 | D | Aug 19, 2012 | Aug 19, 2020 | Common Stock | 1,600 | 10,000 | D |