SEC Form 4 · accession 0001174947-18-000332
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Leonore Sparano
Officer — Asst. Treasurer
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Mar 7, 2018 | M | 1,000 | $21.54 | A | 1,345 | D | |
| Common Stock - $.33 1/3 par value | Mar 7, 2018 | S | 118 | $26.50 | D | 1,227 | D | |
| Common Stock - $.33 1/3 par value | Mar 8, 2018 | S | 882 | $26.1717 | D | 345 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 4,652 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | Mar 7, 2018 | M | 1,000 | D | May 23, 2010 | May 23, 2018 | Common Stock | 1,000 | 11,250 | D |