SEC Form 4 · accession 0001174947-18-000255
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy A Murphy
Officer — Corporate Secretary
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Feb 22, 2018 | M | 1,400 | $21.54 | A | 1,400 | D | |
| Common Stock - $.33 1/3 par value | Feb 22, 2018 | M | 200 | $17.09 | A | 1,600 | D | |
| Common Stock - $.33 1/3 par value | Feb 22, 2018 | S | 1,400 | $26.5433 | D | 200 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 11,119 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | Feb 22, 2018 | M | 1,400 | D | May 23, 2010 | May 23, 2018 | Common Stock | 1,400 | 14,000 | D |
| Stock Option | $17.09 | Feb 22, 2018 | M | 200 | D | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 200 | 13,800 | D |