SEC Form 4 · accession 0001174947-17-000426
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Thomas Enright Jr.
Officer — President and CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Mar 17, 2017 | P | 315 | $23.00 | A | 2,150 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 642 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.25 | holding | — | — | — | Dec 2, 2018 | Dec 2, 2026 | Common Stock | 0 | 18,000 | D |