SEC Form 4 · accession 0001174947-16-003506
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy A Murphy
Officer — Corporate Secretary
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Dec 12, 2016 | M | 200 | $18.29 | A | 200 | D | |
| Common Stock - $.33 1/3 par value | Dec 12, 2016 | S | 200 | $26.50 | D | 200 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 10,765 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $18.29 | Dec 12, 2016 | M | 200 | D | Feb 21, 2009 | Feb 21, 2017 | Common Stock | 200 | 12,800 | D |