SEC Form 4 · accession 0001174947-16-003481
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Oneil
Officer — Executive VP/CFO
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | holding | — | — | — | 13,642 | I | ESOP Trust | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.25 | Dec 2, 2016 | A | 2,250 | A | Dec 2, 2018 | Dec 2, 2026 | Common Stock | 2,250 | 16,250 | D |