SEC Form 4 · accession 0001174947-16-003475
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Leonore Sparano
Officer — Asst. Treasurer
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par valueF1,F2 | holding | — | — | — | 4,329 | D | ||
| Common Stock - $.33 1/3 par value | holding | — | — | — | 345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.25 | Dec 2, 2016 | A | 1,500 | A | Dec 2, 2018 | Dec 2, 2026 | Common Stock | 1,500 | 11,750 | D |
Explanation of responses
- F1ESOP Trust
- F2Since the reporting person's last ownership report she received an allocation of 338 shares to her ESOP account.