SEC Form 4 · accession 0001174947-16-002603
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin O Sabo
Director
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | May 2, 2016 | A | 1,400 | $17.80 | A | 4,900 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 9,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.80 | May 2, 2016 | M | 1,400 | D | May 19, 2008 | May 19, 2016 | Common Stock | 1,400 | 12,400 | D |
Explanation of responses
- F1IRA Account