SEC Form 4 · accession 0001174947-16-002194
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Oneil
Officer — Treasurer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Mar 7, 2016 | A | 2,000 | $17.80 | A | 11,600 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 12,999 | I | ESOP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.80 | Mar 7, 2016 | M | 2,000 | D | May 19, 2008 | May 19, 2016 | Common Stock | 2,000 | 16,000 | D |
Explanation of responses
- F1Since the date of the reporting person's last ownership report he received an allocation of 717.36 shares to his ESOP account.