SEC Form 4 · accession 0001174947-16-002142
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin O Sabo
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 93 | $25.37 | A | 8,000 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 600 | $25.3935 | A | 8,600 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 100 | $25.32 | A | 8,700 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 100 | $25.13 | A | 8,800 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 200 | $25.395 | A | 9,000 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 200 | $25.396 | A | 9,200 | D | |
| Common Stock - $.33 1/3 par valueF1 | Feb 26, 2016 | P | 300 | $25.399 | A | 9,500 | D | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 3,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.80 | holding | — | — | — | May 19, 2008 | May 19, 2016 | Common Stock | 1,400 | 1,400 | D |
| Stock Option | $18.29 | holding | — | — | — | Feb 21, 2009 | Feb 21, 2017 | Common Stock | 1,400 | 2,800 | D |
| Stock Option | $21.54 | holding | — | — | — | May 23, 2010 | May 23, 2018 | Common Stock | 1,400 | 4,200 | D |
| Stock Option | $17.09 | holding | — | — | — | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 1,400 | 5,600 | D |
| Stock Option | $19.20 | holding | — | — | — | Aug 19, 2012 | Aug 19, 2020 | Common Stock | 1,600 | 7,200 | D |
| Stock Option | $25.10 | holding | — | — | — | Aug 26, 2013 | Aug 26, 2021 | Common Stock | 1,600 | 8,800 | D |
| Stock Option | $25.18 | holding | — | — | — | Jun 1, 2014 | Jun 1, 2022 | Common Stock | 1,600 | 10,400 | D |
| Stock Option | $27.22 | holding | — | — | — | Aug 23, 2015 | Aug 23, 2023 | Common Stock | 1,600 | 12,000 | D |
| Stock Option | $26.09 | holding | — | — | — | Jun 12, 2017 | Jun 12, 2025 | Common Stock | 1,800 | 13,800 | D |
Explanation of responses
- F1IRA Account
Remarks
Previously filed Form 4's accurately disclosed the total number of Mr. Sabo's direct share ownership but did not disclose the correct number of shares held in Mr. Sabo's IRA account.