SEC Form 4 · accession 0001174947-15-001610
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Helmetag
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 5, 2015 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock- $.33 1/3 par value | Nov 2, 2015 | P | 37 | $25.00 | A | 16,287 | D | |
| Common Stock- $.33 1/3 par value | Nov 3, 2015 | P | 202 | $25.20 | A | 16,489 | D | |
| Common Stock- $.33 1/3 par valueF1 | holding | — | — | — | 1,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $18.29 | holding | — | — | — | Feb 21, 2009 | Feb 21, 2017 | Common Stock | 1,400 | 1,400 | D |
| Stock Option | $21.54 | holding | — | — | — | May 23, 2010 | May 23, 2018 | Common Stock | 1,400 | 2,800 | D |
| Stock Option | $17.09 | holding | — | — | — | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 1,400 | 4,200 | D |
| Stock Option | $19.20 | holding | — | — | — | Aug 19, 2012 | Aug 19, 2020 | Common Stock | 1,600 | 5,800 | D |
| Stock Option | $25.10 | holding | — | — | — | Aug 26, 2013 | Aug 26, 2021 | Common Stock | 1,600 | 7,400 | D |
| Stock Option | $25.18 | holding | — | — | — | Jun 1, 2014 | Jun 1, 2022 | Common Stock | 1,600 | 9,000 | D |
| Stock Option | $27.22 | holding | — | — | — | Aug 23, 2015 | Aug 23, 2025 | Common Stock | 1,600 | 10,600 | D |
| Stock Option | $26.09 | holding | — | — | — | Jun 12, 2017 | Jun 12, 2025 | Common Stock | 1,600 | 12,200 | D |
Explanation of responses
- F1SEP IRA account