SEC Form 4 · accession 0001174947-15-000266
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Oneil
Officer — Treasurer
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par valueF1 | Jun 30, 2014 | A | 605 | $0.00 | A | 12,282 | I | ESOP Trust |
| Common Stock - $.33 1/3 par value | Feb 19, 2015 | A | 1,600 | $17.36 | A | 11,200 | D | |
| Common Stock - $.33 1/3 par value | Feb 19, 2015 | D | 1,600 | $28.75 | D | 9,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.36 | Feb 19, 2015 | M | 1,600 | D | Oct 13, 2007 | Oct 13, 2015 | Common Stock | 1,600 | 16,000 | D |
Explanation of responses
- F1ESOP transaction as provided to Reporting Person confirming the allocation of shares to the Reporting Person's account as of June 30, 2014.