SEC Form 4 · accession 0001174947-15-000264
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy A Murphy
Officer — Corporate Secretay
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par valueF1 | Jun 30, 2014 | A | 366 | $0.00 | A | 11,506 | I | ESOP Trust |
| Common Stock - $.33 1/3 par value | Feb 19, 2014 | A | 1,200 | $17.36 | A | 1,200 | D | |
| Common Stock - $.33 1/3 par value | Feb 19, 2014 | A | 500 | $17.80 | A | 17,000 | D | |
| Common Stock - $.33 1/3 par value | Feb 19, 2014 | D | 1,700 | $29.157 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.36 | Feb 19, 2014 | M | 1,200 | D | Oct 13, 2007 | Oct 13, 2015 | Common Stock | 1,200 | 11,700 | D |
| Stock Option | $17.80 | Feb 19, 2014 | M | 500 | D | May 19, 2008 | May 19, 2016 | Common Stock | 500 | 11,200 | D |
Explanation of responses
- F1ESOP transaction as provided to Reporting Person confirming the allocation of shares to the Reporting Person's account as of June 30, 2014.