SEC Form 4 · accession 0001174947-15-000033
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin O Sabo
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Jan 7, 2015 | P | 1,800 | $17.36 | A | 3,500 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 6,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.36 | Jan 7, 2015 | M | 1,800 | D | Oct 13, 2007 | Oct 13, 2015 | Common Stock | 1,800 | 0 | D |
| Stock Option | $17.80 | holding | — | — | — | May 19, 2008 | May 19, 2016 | Common Stock | 1,400 | 1,400 | D |
| Stock Option | $18.29 | holding | — | — | — | Feb 21, 2009 | Feb 21, 2017 | Common Stock | 1,400 | 2,800 | D |
| Stock Option | $21.54 | holding | — | — | — | May 23, 2010 | May 23, 2018 | Common Stock | 1,400 | 4,200 | D |
| Stock Option | $17.09 | holding | — | — | — | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 1,400 | 5,600 | D |
| Stock Option | $19.20 | holding | — | — | — | Aug 19, 2012 | Aug 19, 2020 | Common Stock | 1,600 | 7,200 | D |
| Stock Option | $25.10 | holding | — | — | — | Aug 26, 2013 | Aug 26, 2021 | Common Stock | 1,600 | 8,800 | D |
| Stock Option | $25.18 | holding | — | — | — | Jun 1, 2014 | Jun 1, 2022 | Common Stock | 1,600 | 10,400 | D |
| Stock Option | $27.22 | holding | — | — | — | Aug 23, 2015 | Aug 23, 2023 | Common Stock | 1,600 | 12,000 | D |
Explanation of responses
- F1IRA Account