SEC Form 4/A · accession 0001660412-19-000008
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Fenton Baalmann Jr.
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 12, 2019 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2019 | M | 1,425 | — | A | 92,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- F2In the original Form 4 filing, the number of shares directly owned was incorrectly reported as 92,229, which related to an error in the reporting person's Form 4 originally filed on March 4, 2019, and subsequently corrected via a Form 4/A filed immediately prior to this Form 4/A. The sole purpose of this Amendment is to report the correct number of shares directly owned as of March 8, 2019, which number was 92,589.