SEC Form 4/A · accession 0001660412-19-000007
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Fenton Baalmann Jr.
Director
Period of report
Mar 2, 2019
Accepted (ET)
Mar 12, 2019 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2019 | M | 1,425 | — | A | 91,164 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- F2In the original Form 4 filing, the number of shares directly owned was incorrectly entered as 90,804 due to scrivener error. The sole purpose of this Amendment is to report the correct number of shares directly owned as of March 2, 2019, which number was 91,164.