SEC Form 4 · accession 0001660412-19-000003
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Fenton Baalmann Jr.
Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 27, 2019 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | M | 5,000 | $11.86 | A | 89,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.86 | Feb 26, 2019 | M | 5,000 | D | Feb 27, 2015 | Feb 27, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan