SEC Form 4 · accession 0001660412-19-000001
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Griffin
10% Owner
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | G | 10,720 | $0.00 | D | 655,073 | D | |
| Common StockF2 | holding | — | — | — | 1,278,465 | I | Family Limited Partnership | |
| Common StockF3 | holding | — | — | — | 300,000 | I | Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2018, Mr. Griffin gifted 2,680 shares to each of his four adult children, a total of 10,720 shares.
- F2Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports.
- F3Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.