SEC Form 4 · accession 0001660412-18-000034
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward E Williams
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 9:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2018 | W | 9,716 | $0.00 | A | 9,716 | I | PAW Family Trust |
| Common Stock | holding | — | — | — | 130,194 | D | ||
| Common StockF2 | holding | — | — | — | 14,999 | I | PAW Family Limited Partnership | |
| Common StockF3 | holding | — | — | — | 37,038 | I | Good Earth Tools, Inc. | |
| Common StockF4 | holding | — | — | — | 337,302 | I | KPW Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquired shares being reported on this Form 4 are being distributed to Mr. Williams as an inheritance. The acquired shares are initially being delivered into the PAW Trust of which Mr. Williams is a trustee and beneficiary of these 9,716 Escalade shares.
- F2Mr. Williams is a general partner of PAW Family Limited Partnership, L.P.
- F3Mr. Williams owns 33% of the outstanding shares of Good Earth Tools, Inc. and is an executive of same.
- F4Mr. Williams is a general partner of KPW Family Limited Partnership.