SEC Form 4 · accession 0001660412-18-000014
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward E Williams
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 8, 2018 | A | 2,850 | A | — | Mar 8, 2020 | Common Stock | 2,850 | 2,850 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.
- F2On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.