SEC Form 4 · accession 0001660412-17-000036
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Griffin
Officer — Vice President · Director · 10% Owner
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | G | 2,088 | $0.00 | A | 513,021 | D | |
| Common StockF2 | holding | — | — | — | 1,278,465 | I | Family limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 13, 2017, Mr. Robert E. Griffin gifted 2,088 shares to each of his adult children, including Mr. Patrick Griffin.
- F2Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be owned by Mr. Robert E. Griffin, his father, which shares have been and continue to be included by Mr. Robert E. Griffin in his Section 16 reports.