SEC Form 4 · accession 0001660412-17-000021
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Fetherman
Officer — CEO and President · Director
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2017 | M | 4,000 | $5.85 | A | 111,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $5.85 | May 25, 2017 | M | 4,000 | D | — | Mar 1, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan
- F2Stock options initially granted on March 1, 2013 that vested 25% annually on each March 1 with the final increment vested on March 1, 2017.