SEC Form 4/A · accession 0001660412-17-000009
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick J Griffin
Officer — Vice President · Director · 10% Owner
Period of report
Feb 27, 2017
Accepted (ET)
Feb 27, 2017 · 9:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | M | 316 | — | A | 509,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- F2In the initial Form 4 filed on February 27, 2017, the code P was inadvertently entered. The code should have been M as shown herein. All other items in the Form 4 remain unchanged.