SEC Form 4 · accession 0001660412-16-000002
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Griffin
10% Owner
Period of report
Dec 30, 2016
Accepted (ET)
Dec 30, 2016 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | G | 8,280 | $0.00 | D | 674,145 | D | |
| Common StockF1 | holding | — | — | — | 1,278,465 | I | Family Limited Partnership | |
| Common StockF2 | holding | — | — | — | 300,000 | I | Held by spouse's trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held in the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares previously have been and continue to be included by Mr. Patrick Griffin in his Section 16 reports
- F2Mr. Robert Griffin disclaims beneficial ownership in shares held by his spouse except to the extent of his pecuniary interest therein