SEC Form 4 · accession 0001626624-16-000060
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter P. Glazer Jr.
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 27, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2016 | M | 1,000 | — | A | 150,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | — | Apr 27, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- F2On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016, and were settled in shares of common stock as reported in Table I of this Form 4. The remaining 1,000 RSUs will vest on April 27, 2017 provided the reporting person remains a director of the company through that date.
- F3Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.