SEC Form 4 · accession 0001626624-16-000058
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter P. Glazer Jr.
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 2, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 26, 2016 | A | 2,650 | A | — | — | Common Stock | 2,650 | 2,650 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
- F2On February 26, 2016, the reporting person was granted 2,650 RSUs which will vest one half on February 26, 2017 and one half on February 26, 2018, provided that the reporting person remains a director. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt.