SEC Form 4/A · accession 0001626624-16-000057
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward E Williams
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 2, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Feb 27, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
- F2In the initial Form 4 filed on March 1, 2016 relating to the settlement of 1,000 RSUs on February 27, 2016, this number was inserted inadvertently under the (A) acquisition column when it should have been inserted under the (D) disposition column.
- F3On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016, and were settled in shares of common stock. The remaining 1,000 RSUs will vest on February 27, 2017 provided the reporting person remains a director through that date.
Remarks
This Amendment is being filed solely to correct the error in the initial filing as described in Footnote 2. All other information contained in the initial filing is correct. Please see the reporting person's Form 4 as filed on March 1, 2016.