SEC Form 4 · accession 0001626624-15-000035
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard White
Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 9:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | M | 5,000 | $11.86 | A | 130,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $11.86 | May 13, 2015 | M | 5,000 | D | Feb 27, 2015 | Feb 17, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.