SEC Form 4/A · accession 0001626624-15-000015
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Fenton Baalmann Jr.
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 4, 2015 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2015 | A | 2,000 | A | — | — | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
- F2The RSUs will vest in one-half on each of February 27, 2016 and February 27, 2017. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt.