SEC Form 4 · accession 0001626624-15-000005
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward E Williams
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 673 | $14.86 | A | 106,503 | D | |
| Common StockF2 | holding | — | — | — | 14,999 | I | PAW Family Partnership LP | |
| Common StockF3 | holding | — | — | — | 37,039 | I | Good Earth Tools, Inc. | |
| Common StockF4 | holding | — | — | — | 337,302 | I | KPW Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The grant of stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade Incorporated 2007 Incentive Plan.
- F2Mr. Edward Williams is a general partner of PAW Family Partnership LP.
- F3Mr. Edward Williams owns 33% of the outstanding shares of Good Earth Tools, Inc. and is an executive officer of the same.
- F4Mr. Edward Williams is a general partner of KPW Family Limited Partnership.